International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 25561 to 25580 of 31893 results

Commercial Name Corporate Name URL Regulator Date
Yi Qi Group Hong Kong - Securities and Futures Commission 2018-12-05
Top10Coins Austria - Financial Market Authority 2018-12-04
Fernpool Holdings Ltd (Clone of Gibraltar Registered Company) United Kingdom - Financial Conduct Authority 2018-11-30
World Advisory Group Switzerland - Swiss Financial Market Supervisory Authority 2018-11-30
PVP Research United Kingdom - Financial Conduct Authority 2018-11-30
Symmons Advisors LLC United Kingdom - Financial Conduct Authority 2018-11-30
Financial Securities Rulemaking Board(FSRB) Chinese Taipei - Financial Supervisory Commission 2018-11-30
Sadler Incorporation Ltd(SI) Chinese Taipei - Financial Supervisory Commission 2018-11-30
Structured Strategic Capital(SSC) Chinese Taipei - Financial Supervisory Commission 2018-11-30
Wainwright Marks Management The Netherlands - The Dutch Authority for the Financial Markets 2018-11-29
Swiss Golden Investment Bank Sweden - Finansinspektionen 2018-11-29
Lion Group Holdings Limited Hong Kong - Securities and Futures Commission 2018-11-29
Alliance Capital Management Limited Hong Kong - Securities and Futures Commission 2018-11-29
Yi Fu International Hong Kong - Securities and Futures Commission 2018-11-29
Capital Partner Group (Clone) United Kingdom - Financial Conduct Authority 2018-11-29
Savings Options Trading (Clone) United Kingdom - Financial Conduct Authority 2018-11-29
Harper Wealth Management United Kingdom - Financial Conduct Authority 2018-11-29
Citi Security Finance United Kingdom - Financial Conduct Authority 2018-11-29
National Refund Group United Kingdom - Financial Conduct Authority 2018-11-29
AON Asset Management United Kingdom - Financial Conduct Authority 2018-11-28