Public Reports

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Showing 1 to 20 of 792 results

1. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
   26 May 2025 - View Report | Related Public Reports (2)
   1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
   2. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
      26 May 2025 - View Report
2. FR/10/2025 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes, Report of the Board of IOSCO
   26 May 2025 - View Report | Related Public Reports (2)
   1. FR10/23 Thematic Analysis: Emerging Risks in Private Finance, Report of the Board of IOSCO
      14 Sep 2023 - View Report
   2. FR/11/2025 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management, Report of the Board of IOSCO
      26 May 2025 - View Report
3. IOSCO's Statement on Combatting Online Harm and The Role of Platform Providers, Report by IOSCO
   21 May 2025 - View Report
4. FR/09/2025 IOSCO Sustainable Bonds Report, Report of the Board of IOSCO
   21 May 2025 - View Report
5. FR/08/2025 Finfluencers, Report of the Board of IOSCO
   19 May 2025 - View Report | Related Public Reports (25)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
   25. CR/08/2024 Finfluencers, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
6. FR/07/2025 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
   19 May 2025 - View Report | Related Public Reports (25)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
   25. CR/09/2024 Digital Engagement Practices (DEPs), Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
7. FR/06/2025 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
   19 May 2025 - View Report | Related Public Reports (25)
   1. FR01/11 Principles on Point of Sale Disclosure, Report of the Technical Committee of IOSCO
      01 Feb 2011 - View Report
   2. FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products, Report of the Board of IOSCO
      21 Jan 2013 - View Report
   3. FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys, Report of the Board of IOSCO
      24 Jul 2014 - View Report
   4. FR09/14 Strategic Framework for Investor Education and Financial Literacy, Report of the Board of IOSCO
      Consultation Document - Comments received on the consultation report posted here on 7 November 2014
      04 Nov 2014 - View Report | View comments received
   5. FR06/2015 Survey on Anti-Fraud Messaging, Report of the Board of IOSCO
      06 May 2015 - View Report
   6. FR21/2015 Sound Practices for Investment Risk Education, Report of the Board of IOSCO
      15 Sep 2015 - Available languages: English, French, Russian, Spanish
   7. FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct, Report of the Board of IOSCO
      13 Jun 2017 - View Report
   8. FR08/2017 Order Routing Incentives, Report of the Board of IOSCO
      19 Jun 2017 - View Report
   9. FR03/2018 Senior Investor Vulnerability, Report of the Board of IOSCO
      08 Mar 2018 - Available languages: English, Portuguese, Japanese
   10. FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 May 2018 - View Report
   11. FR17/2018 Report on Retail OTC Leveraged Products, Report of the Board of IOSCO
       19 Sep 2018 - View Report
   12. FR05/2019 The Application of Behavioral Insights to Retail Investor Protection, Report of the Board of IOSCO
       02 Apr 2019 - View Report
   13. FR13/2019 Core Competencies Framework on Financial Literacy for Investors, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education)
       30 Sep 2019 - View Report
   14. FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms, Report of the Board of IOSCO
       12 Feb 2020 - View Report
   15. FR12/2020 Investor Education on Crypto-Assets, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   16. FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct, Report of the Board of IOSCO
       22 Dec 2020 - View Report
   17. FR01/2021 Complaint Handling and Redress System for Retail Investors, Report of the Board of IOSCO
       27 Jan 2021 - View Report
   18. CR02/2022 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       Comments on the report should be submitted by 17 March 2022
       17 Jan 2022 - View Report
   19. CR03/2022 Retail Market Conduct Task Force, Report of the Board of IOSCO
       Comments on the report should be submitted by 23 May 2022
       21 Mar 2022 - View Report
   20. OR01/2022 IOSCO Decentralized Finance Report, Report of the Board of IOSCO
       24 Mar 2022 - View Report
   21. FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products, Report of the Board of IOSCO
       31 Aug 2022 - View Report
   22. FR12/22 Report on Retail Distribution and Digitalisation, Report of the Board of IOSCO
       12 Oct 2022 - View Report
   23. FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, Report of the Board of IOSCO
       30 Nov 2022 - View Report
   24. FR05/23 Retail Market Conduct Task Force Final Report, Report of the Board of IOSCO
       30 Mar 2023 - View Report
   25. CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading, Report of the Board of IOSCO
       Comments on the report should be submitted by 20 January 2025
       19 Nov 2024 - View Report
8. Implementation monitoring of PFMI: Level 2 assessment report for the European Union – PSs and CSDs/SSSs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
   28 Apr 2025 - View Report | Related Public Reports (1)
   1. Principles for Financial Market Infrastructures and Consultation Papers on Assessment Methodology and Disclosure Framework, Report of the Committee on Payment and Settlement Systems and the IOSCO Technical Committee
      Consultation Document - Comments received on the consultation papers posted here on 28 September 2012
      16 Apr 2012 - View Reports and Comment Letters | Zip format | PFMI Report | View comments received
9. FR/05/2025 IOSCO Standards Implementation Monitoring (ISIM) for Principles (6-7) Relating to the Regulator, Report of the Board of IOSCO
   02 Apr 2025 - View Report | Watch Video | Related Public Reports (3)
   1. Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation, Report of IOSCO
      31 May 2017 - View Report
   2. FR04/2019 IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles, Report of the Board of IOSCO
      12 Feb 2019 - View Report
   3. FR03/23 IOSCO Standards Implementation Monitoring (ISIM) for Principles (1-5) Relating to the Regulator, Report of the Board of IOSCO
      15 Feb 2023 - View Report
10. CR/02/2025 Neo-brokers, Report of the Board of IOSCO
    Comments on the report should be submitted by 12 May 2025
    12 Mar 2025 - View Report
11. CR/01/2025 Artificial Intelligence in Capital Markets: Use Cases, Risks, and Challenges, Report of the Board of IOSCO
    Comments on the report should be submitted by 11 April 2025
    12 Mar 2025 - View Report | Related Public Reports (2)
    1. FR06/2021 The use of artificial intelligence and machine learning by market intermediaries and asset managers, Report of the Board of IOSCO
       07 Sep 2021 - View Report
    2. FR08/22 The Use of Innovation Facilitators in Growth and Emerging Markets, Report of the Board of IOSCO
       14 Jul 2022 - View Report
12. OR/01/2025 IOSCO Work Program 2025, Report of the Board of IOSCO
    12 Mar 2025 - View Report
13. FR/04/2025 Thematic Review on Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
    19 Feb 2025 - View Report | Related Public Reports (1)
    1. FR04/13 Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools, Report of the Board of IOSCO
       22 Apr 2013 - View Report | View comments received
14. IOSCO Statement on the IESBA's International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting, Report of the Board of IOSCO
    17 Jan 2025 - View Report | Related Public Reports (2)
    1. IOSCO encourages standard-setters’ work on assurance of sustainability-related corporate reporting, Report of the Board of IOSCO
       15 Sep 2022 - View Report
    2. IOSCO Statement on the consultation on the Proposed International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting, Report of the Board of IOSCO
       10 May 2024 - View Report
15. FR/03/2025 Streamlining variation margin processes and initial margin responsiveness of margin models in non-centrally cleared markets, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    15 Jan 2025 - View Report
16. FR/02/2025 Streamlining variation margin in centrally cleared markets – examples of effective practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    15 Jan 2025 - View Report
17. FR/01/2025 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    15 Jan 2025 - View Report | Cover note
18. Summary of CPMI-IOSCO workshops on climate risks for financial market infrastructures, Committee on Payments and Market Infrastructures and the Board of IOSCO
    19 Dec 2024 - View Report
19. FR/09/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices, Report of the Board of IOSCO
    29 Nov 2024 - View Report
20. FR/11/2024 Targeted Implementation Review on Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
    25 Nov 2024 - View Report | Related Public Reports (1)
    1. FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets, Report of the Board of IOSCO
       31 Jan 2023 - View Report