International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 25641 to 25660 of 31893 results

Commercial Name Corporate Name URL Regulator Date
RWM Holdings Belgium - Financial Services and Markets Authority 2018-11-06
Royston Carr Asset Management Belgium - Financial Services and Markets Authority 2018-11-06
Reed Cavendish Wealth Management Belgium - Financial Services and Markets Authority 2018-11-06
Wainwright Marks Management Belgium - Financial Services and Markets Authority 2018-11-06
Nanto Sapporo Brokerage Belgium - Financial Services and Markets Authority 2018-11-06
Hana Shizokua Trading Belgium - Financial Services and Markets Authority 2018-11-06
Fraser Hammond Belgium - Financial Services and Markets Authority 2018-11-06
Daiju Commodity Markets Belgium - Financial Services and Markets Authority 2018-11-06
Aaron Brett Belgium - Financial Services and Markets Authority 2018-11-06
Coleman-Welch Consulting Group LLC Ireland - Central Bank of Ireland 2018-11-06
Reg Investment Bank United Kingdom - Financial Conduct Authority 2018-11-06
Fin-TechPrime United Kingdom - Financial Conduct Authority 2018-11-06
Solomon & Kendrick Austria - Financial Market Authority 2018-11-06
Markets Profit Austria - Financial Market Authority 2018-11-06
manoco.io Austria - Financial Market Authority 2018-11-06
Capital Tech LTD. Austria - Financial Market Authority 2018-11-06
Ledger Capital Management Austria - Financial Market Authority 2018-11-06
Century International Bullion Limited Hong Kong - Securities and Futures Commission 2018-11-06
Signature Cards / Gem Finance Cards / Easy Cash Cards United Kingdom - Financial Conduct Authority 2018-11-05
Valcapital Ltd. Hong Kong - Securities and Futures Commission 2018-11-05