International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 25661 to 25680 of 31893 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Financial Global Partners | British Columbia - British Columbia Securities Commission | 2018-11-02 | |||
| website capitalncl.com | France - Autorité des marchés financiers | 2018-11-02 | |||
| Trade Capital Investments LLC t/a Trade Capital | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| Starwood Asset Management Fund (clone of authorised firm) | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| TRSystem t/a CFDS100 | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| Prime by ADS Securities (clone of authorised firm) | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| Red Arc Global Investments plc (clone of an FCA recognised collective investment scheme) | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| Padmar Investments Limited (clone of authorised firm) | United Kingdom - Financial Conduct Authority | 2018-11-02 | |||
| Markets Cube | United Kingdom - Financial Conduct Authority | 2018-11-01 | |||
| Coinbrokerz | United Kingdom - Financial Conduct Authority | 2018-11-01 | |||
| Meta Investing | United Kingdom - Financial Conduct Authority | 2018-11-01 | |||
| Cantor Fitzgerald Bank | United Kingdom - Financial Conduct Authority | 2018-11-01 | |||
| FSM Smart | Quebec - Autorité des marchés financiers | 2018-11-01 | |||
| Moretti & Associates | Hong Kong - Securities and Futures Commission | 2018-11-01 | |||
| FSM Smart LIMITED | Switzerland - Swiss Financial Market Supervisory Authority | 2018-10-31 | |||
| Euro Finance Credit Ltd | Switzerland - Swiss Financial Market Supervisory Authority | 2018-10-31 | |||
| Tianxin /Hong Kong Victory LT Investment Co., Limited | Hong Kong - Securities and Futures Commission | 2018-10-31 | |||
| www.yingdahkcn.com | Hong Kong - Securities and Futures Commission | 2018-10-31 | |||
| www.roctec-hk.com | Hong Kong - Securities and Futures Commission | 2018-10-31 | |||
| Eyeline Business Development and Eyeline Trading | British Columbia - British Columbia Securities Commission | 2018-10-30 |
