International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 26461 to 26480 of 32122 results

Commercial Name Corporate Name URL Regulator Date
Sterling and Ross Advisory S.A. British Columbia - British Columbia Securities Commission 2018-05-02
Zhonglian International Finance Group / Zhonglian Financial Group Hong Kong - Securities and Futures Commission 2018-05-02
Capzone Invest Ltd. t/a HQ Broker United Kingdom - Financial Conduct Authority 2018-05-01
Finance Lenders United Kingdom - Financial Conduct Authority 2018-05-01
Marc Hermann Wealth Management (clone) United Kingdom - Financial Conduct Authority 2018-05-01
Total International C.P.A. Ltd Ireland - Central Bank of Ireland 2018-05-01
Capital Credit Guarantee LLC, WILMINGTON (DELAWARE), SUCCURSALE IN MELIDE Switzerland - Swiss Financial Market Supervisory Authority 2018-05-01
NBR Trading Co Ltd (AKA NBR Trading Yokohama) Australia - Australian Securities and Investments Commission 2018-05-01
Federal Mergers & Securities Board Australia - Australian Securities and Investments Commission 2018-05-01
Hokkaido Investments SP (AKA Capzone Invest Ltd) Australia - Australian Securities and Investments Commission 2018-05-01
ADS Quality Financial Services Australia - Australian Securities and Investments Commission 2018-05-01
Redfield Markets Ltd t/a PlusOptions Australia - Australian Securities and Investments Commission 2018-05-01
Kingsley Capital Partners Inc Australia - Australian Securities and Investments Commission 2018-05-01
Howard James Group UK Australia - Australian Securities and Investments Commission 2018-05-01
NostroBank (Brokerage Firm) Australia - Australian Securities and Investments Commission 2018-05-01
Keyds Lydya Ltd (AKA Keyds Scotland) Australia - Australian Securities and Investments Commission 2018-05-01
China Pacific Capital Australia - Australian Securities and Investments Commission 2018-05-01
Amalgamated Properties Limited (clone) United Kingdom - Financial Conduct Authority 2018-04-30
Get Your Loans (clone of an FCA authorised firm) United Kingdom - Financial Conduct Authority 2018-04-30
Caledonia Investment Company Limited Hong Kong - Securities and Futures Commission 2018-04-26