International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 29661 to 29680 of 32334 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| Southstar Holdings Limited | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| Southstar Asset Management Limited | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| Southstar (Asia) Limited | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| LSE Acquisitions | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| FIndex9.com Limited | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| IGK Broker Limited | Hong Kong - Securities and Futures Commission | 2014-03-20 | |||
| High-Yield Investment Programs | Quebec - Autorité des marchés financiers | 2014-03-19 | |||
| Global Intermediate Finance / The GIF Group / The GIF Group Zurich | United Kingdom - Financial Conduct Authority | 2014-03-19 | |||
| Pyramid scheme investment offers | France - Autorité des marchés financiers | 2014-03-18 | |||
| RBOptions | Ontario - Ontario Securities Commission | 2014-03-18 | |||
| Hartford Group International | Chinese Taipei - Financial Supervisory Commission | 2014-03-18 | |||
| Frontiers Group Global Investment or Frontiers Group Investment Ltd | Malta - Malta Financial Services Authority | 2014-03-17 | |||
| BlackRock Fund Managers Limited | United Kingdom - Financial Conduct Authority | 2014-03-14 | |||
| Lin Warwick | Sweden - Finansinspektionen | 2014-03-14 | |||
| Herrington Global / Shenzhen Commodity Exchange | Sweden - Finansinspektionen | 2014-03-14 | |||
| Wealth Builder FX Group Limited | Hong Kong - Securities and Futures Commission | 2014-03-13 | |||
| HKOTC | Hong Kong - Securities and Futures Commission | 2014-03-13 | |||
| WBlake | Luxembourg - Commission de Surveillance du Secteur Financier | 2014-03-12 | |||
| Concept Fund Solutions PLC | United Kingdom - Financial Conduct Authority | 2014-03-12 | |||
| KTC Capital Management | Malaysia - Securities Commission | 2014-03-12 |
