International Securities & Commodities Alerts Network (I-SCAN)
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.
Showing 29741 to 29760 of 32334 results
| Commercial Name | Corporate Name | URL | Regulator | Date | |
|---|---|---|---|---|---|
| First Catholic Financial | Sweden - Finansinspektionen | 2014-02-11 | |||
| UNIVERSUM Business Consulting Sp. z o.o. | Poland - Polish Financial Supervision Authority | 2014-02-11 | |||
| Simple Assets Towarzystwo Funduszy Inwestycyjnych S.A. | Poland - Polish Financial Supervision Authority | 2014-02-11 | |||
| Asset Capital Management | Switzerland - Swiss Financial Market Supervisory Authority | 2014-02-11 | |||
| Axatrades | Switzerland - Swiss Financial Market Supervisory Authority | 2014-02-11 | |||
| Global Trader 365 Ltd. doing business as www.globaltrader365.com | Ontario - Ontario Securities Commission | 2014-02-07 | |||
| HR Investment Group (aka High Returns Investment Group) doing business as www.hrinvestment.webs.com | Ontario - Ontario Securities Commission | 2014-02-07 | |||
| UK RBB Barclays Business | United Kingdom - Financial Conduct Authority | 2014-02-07 | |||
| Estlander & Ronnlund Capital Management | United Kingdom - Financial Conduct Authority | 2014-02-06 | |||
| KLMex | Malaysia - Securities Commission | 2014-02-06 | |||
| Invest Online Ltd. | Switzerland - Swiss Financial Market Supervisory Authority | 2014-02-05 | |||
| G.W. Trust and Transfer | British Columbia - British Columbia Securities Commission | 2014-02-04 | |||
| New Zealand Capital Finance | New Zealand - Financial Markets Authority | 2014-02-04 | |||
| Danske Capital | United Kingdom - Financial Conduct Authority | 2014-02-04 | |||
| AFI - ALTERNATIVE FINANCIAL INVESTMENTS | United Kingdom - Financial Conduct Authority | 2014-02-03 | |||
| Baxter-Stanley and Associates | Sweden - Finansinspektionen | 2014-01-31 | |||
| NOVA PORTFOLIO MANAGERS | United Kingdom - Financial Conduct Authority | 2014-01-31 | |||
| Global Investment Bank (IOM) Ltd & Global Investment Bank Offshore Services Limited | Isle of Man - Isle of Man Financial Services Authority | 2014-01-30 | |||
| Winston & Churchill Private Equity | Isle of Man - Isle of Man Financial Services Authority | 2014-01-30 | |||
| Unauthorised entities and websites offering forex | France - Autorité des marchés financiers | 2014-01-30 |
