International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 31981 to 32000 of 32458 results

Commercial Name Corporate Name URL Regulator Date
Weissman Commodities Hong Kong - Securities and Futures Commission 2011-04-12
Sternwood Trading Partners Co Ltd Hong Kong - Securities and Futures Commission 2011-04-12
Financial Markets Supervisory Authority of Hong Kong Hong Kong - Securities and Futures Commission 2011-04-12
Vantage Capital International Hong Kong - Securities and Futures Commission 2011-04-12
Options Extreme Hong Kong - Securities and Futures Commission 2011-04-12
Harris James Associates Hong Kong - Securities and Futures Commission 2011-04-12
Cooper Company Management Hong Kong - Securities and Futures Commission 2011-04-12
Oppenheimer Lloyd Consultants Hong Kong - Securities and Futures Commission 2011-04-12
Global Mining Resources Ontario - Ontario Securities Commission 2011-04-11
Advance Partners LLC Sweden - Finansinspektionen 2011-04-11
Baker & Higgs Asset Management Sweden - Finansinspektionen 2011-04-11
Woodward Gordon Capital International Sweden - Finansinspektionen 2011-04-11
Bank Sewell & Raydell Luxembourg - Commission de Surveillance du Secteur Financier 2011-04-11
TradeLikeTom Luxembourg - Commission de Surveillance du Secteur Financier 2011-04-11
GLOBAL LIFESTYLE GROUP S.A. (WorldFXClub) Austria - Financial Market Authority 2011-04-07
JSM Financial Austria - Financial Market Authority 2011-04-07
GMM Equity Holding United Kingdom - Financial Conduct Authority 2011-04-06
Starke Wealth Management United Kingdom - Financial Conduct Authority 2011-04-06
Wolfgang Investment Group United Kingdom - Financial Conduct Authority 2011-04-06
Walker Bryan Securities United Kingdom - Financial Conduct Authority 2011-04-06