International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 4801 to 4820 of 31089 results

Commercial Name Corporate Name URL Regulator Date
United States Regulators and Administration Commission United States of America - Securities and Exchange Commission 2024-07-01
United States Registration Commission United States of America - Securities and Exchange Commission 2024-07-01
United States of America Takeovers & Acquisitions Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
United States Mergers and Acquisitions Regulators United States of America - Securities and Exchange Commission 2024-07-01
United States Investment Dealers Organization (USIDO) United States of America - Securities and Exchange Commission 2024-07-01
United States Investment Dealers United States of America - Securities and Exchange Commission 2024-07-01
United States Financial Services Registry United States of America - Securities and Exchange Commission 2024-07-01
United States Federal System United States of America - Securities and Exchange Commission 2024-07-01
United States Federal Court of Arbitration United States of America - Securities and Exchange Commission 2024-07-01
United States Fair Trade Bureau United States of America - Securities and Exchange Commission 2024-07-01
United States Bureau of Securities Registration United States of America - Securities and Exchange Commission 2024-07-01
United Financial Protection Commission United States of America - Securities and Exchange Commission 2024-07-01
United Consultants Fiduciary Services (UCFS) United States of America - Securities and Exchange Commission 2024-07-01
United Compliance Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
Unique Trade Market United States of America - Securities and Exchange Commission 2024-07-01
Unique Options FX Limited United States of America - Securities and Exchange Commission 2024-07-01
Union Street Partners United States of America - Securities and Exchange Commission 2024-07-01
Union Financial Protection Commission United States of America - Securities and Exchange Commission 2024-07-01
Unifund America, Inc. United States of America - Securities and Exchange Commission 2024-07-01
Unifiedchase Ltd United States of America - Securities and Exchange Commission 2024-07-01