International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5061 to 5080 of 31144 results

Commercial Name Corporate Name URL Regulator Date
Skyoption LLC d/b/a 360Sky Options United States of America - Securities and Exchange Commission 2024-07-01
Skye Trust Trading United States of America - Securities and Exchange Commission 2024-07-01
Sky GlobalFx United States of America - Securities and Exchange Commission 2024-07-01
Sinikat Investment United States of America - Securities and Exchange Commission 2024-07-01
Silverberg & Associates United States of America - Securities and Exchange Commission 2024-07-01
Silver Spring Capital Management, LLC United States of America - Securities and Exchange Commission 2024-07-01
Silva Consulting Group United States of America - Securities and Exchange Commission 2024-07-01
Sidstone, Gray & Partners United States of America - Securities and Exchange Commission 2024-07-01
Sherman Ellis Law Mergers and Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Sherman Consultancy Group United States of America - Securities and Exchange Commission 2024-07-01
Sheppard Capital Partners United States of America - Securities and Exchange Commission 2024-07-01
Shearer Sampson & Associates United States of America - Securities and Exchange Commission 2024-07-01
Sharp Courage Global United States of America - Securities and Exchange Commission 2024-07-01
Seward, Groves, Richard and Wells United States of America - Securities and Exchange Commission 2024-07-01
Severn Funding and Investment Limited United States of America - Securities and Exchange Commission 2024-07-01
Senaca Stock Transfer Inc. United States of America - Securities and Exchange Commission 2024-07-01
Select American Transfer Co. United States of America - Securities and Exchange Commission 2024-07-01
SeedChange Inc./SeedChange Execution Services Inc. United States of America - Securities and Exchange Commission 2024-07-01
Securities Validation Department United States of America - Securities and Exchange Commission 2024-07-01
Securities Transfer & Registration Group United States of America - Securities and Exchange Commission 2024-07-01