International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 5321 to 5340 of 31262 results

Commercial Name Corporate Name URL Regulator Date
Premier Consultancy Group (PCG) United States of America - Securities and Exchange Commission 2024-07-01
Powell Financial Services United States of America - Securities and Exchange Commission 2024-07-01
Portfolio Investment Co. Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Porter Todd Law United States of America - Securities and Exchange Commission 2024-07-01
Porter and Rose Law United States of America - Securities and Exchange Commission 2024-07-01
Polarfxt United States of America - Securities and Exchange Commission 2024-07-01
Pointe Capital Partners Inc. United States of America - Securities and Exchange Commission 2024-07-01
Pointe Atlantic United States of America - Securities and Exchange Commission 2024-07-01
Plutus Private Equity LLP United States of America - Securities and Exchange Commission 2024-07-01
Platinum Group International United States of America - Securities and Exchange Commission 2024-07-01
Platinum Global Associates United States of America - Securities and Exchange Commission 2024-07-01
Platform Project Investment United States of America - Securities and Exchange Commission 2024-07-01
Planoff Investment Company United States of America - Securities and Exchange Commission 2024-07-01
Pinnacle Invest Group Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Pinicle Registry United States of America - Securities and Exchange Commission 2024-07-01
Pinecrest Corporation United States of America - Securities and Exchange Commission 2024-07-01
Pinatrades United States of America - Securities and Exchange Commission 2024-07-01
Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management United States of America - Securities and Exchange Commission 2024-07-01
Phenix Digital Solutions United States of America - Securities and Exchange Commission 2024-07-01
PFS Investments United States of America - Securities and Exchange Commission 2024-07-01