International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 6021 to 6040 of 31363 results

Commercial Name Corporate Name URL Regulator Date
Finance Regulation Board United States of America - Securities and Exchange Commission 2024-07-01
FinAllianz United States of America - Securities and Exchange Commission 2024-07-01
Fieldia Asset Management United States of America - Securities and Exchange Commission 2024-07-01
Fidelity Revenue LLC United States of America - Securities and Exchange Commission 2024-07-01
Fidelity Concept United States of America - Securities and Exchange Commission 2024-07-01
Fidel Venture United States of America - Securities and Exchange Commission 2024-07-01
Ferguson Hathaway Consulting, Ltd./FH Consulting United States of America - Securities and Exchange Commission 2024-07-01
Fenix Securities United States of America - Securities and Exchange Commission 2024-07-01
Felton and Feld International United States of America - Securities and Exchange Commission 2024-07-01
Feinler Management Group United States of America - Securities and Exchange Commission 2024-07-01
Federation Against Investor Fraud Committee United States of America - Securities and Exchange Commission 2024-07-01
Federal Stock Commission United States of America - Securities and Exchange Commission 2024-07-01
Federal Security Trading Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
Federal Securities Regulatory Agency United States of America - Securities and Exchange Commission 2024-07-01
Federal Securities Commission United States of America - Securities and Exchange Commission 2024-07-01
Federal Securities and Investments Regulatory Commission (FSIRC) United States of America - Securities and Exchange Commission 2024-07-01
Federal Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01
Federal Recapitalization Fund United States of America - Securities and Exchange Commission 2024-07-01
Federal Financial Services Commission United States of America - Securities and Exchange Commission 2024-07-01
Federal Financial Regulatory Board United States of America - Securities and Exchange Commission 2024-07-01