International Securities & Commodities Alerts Network (I-SCAN)

IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.

The alerts and warnings included in the below list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.

The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list.

Showing 6201 to 6220 of 31262 results

Commercial Name Corporate Name URL Regulator Date
Capital Transfer Consolidated United States of America - Securities and Exchange Commission 2024-07-01
Capital Trade, LLC United States of America - Securities and Exchange Commission 2024-07-01
Capital Securities International United States of America - Securities and Exchange Commission 2024-07-01
Capital One Management Inc. United States of America - Securities and Exchange Commission 2024-07-01
Capital Management Asset Security Commission United States of America - Securities and Exchange Commission 2024-07-01
Capital M & A United States of America - Securities and Exchange Commission 2024-07-01
Capital Insurance Group Ltd. United States of America - Securities and Exchange Commission 2024-07-01
Capital Equity United States of America - Securities and Exchange Commission 2024-07-01
Capital Arc Holdings United States of America - Securities and Exchange Commission 2024-07-01
Capital Advisory Partners New York United States of America - Securities and Exchange Commission 2024-07-01
Capital Acquisition Group Inc. United States of America - Securities and Exchange Commission 2024-07-01
Capgemini Law Mergers & Acquisitions United States of America - Securities and Exchange Commission 2024-07-01
Cantata Equity Management United States of America - Securities and Exchange Commission 2024-07-01
Cannon Corporate Consultants United States of America - Securities and Exchange Commission 2024-07-01
Cameron Poe & Associates Inc. United States of America - Securities and Exchange Commission 2024-07-01
Cameron McDonald & Co. United States of America - Securities and Exchange Commission 2024-07-01
Cambridge Financial Partners LLC United States of America - Securities and Exchange Commission 2024-07-01
Cambridge Equity Corporation United States of America - Securities and Exchange Commission 2024-07-01
CAIS Capital LLC United States of America - Securities and Exchange Commission 2024-07-01
Cain Capital LLC United States of America - Securities and Exchange Commission 2024-07-01