CPMI-IOSCO - Publications

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Showing 1 to 20 of 72 results

1. FR/02/2025 Streamlining variation margin in centrally cleared markets – examples of effective practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
   15 Jan 2025 - View Report
2. FR/01/2025 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
   15 Jan 2025 - View Report | Cover note
3. CR04/2024 Streamlining variation margin in centrally cleared markets - examples of effective practices, Committee on Payments and Market Infrastructures and the Board of IOSCO
   Comments may be submitted by email on or before – 14 May 2024
   14 Feb 2024 - View Report | Related Public Reports (2)
   1. CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
      Comments on the report should be submitted by 16 April 2024
      16 Jan 2024 - View Report
   2. CR02/2024 Streamlining VM processes and IM responsiveness of margin models in noncentrally cleared markets, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
      Submissions on the proposals should be submitted by 17 April 2024.
      17 Jan 2024 - View Report
4. CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
   Comments on the report should be submitted by 16 April 2024
   16 Jan 2024 - View Report | Related Public Reports (2)
   1. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
      29 Sep 2022 - View Report
   2. CR04/2024 Streamlining variation margin in centrally cleared markets - examples of effective practices, Committee on Payments and Market Infrastructures and the Board of IOSCO
      Comments may be submitted by email on or before – 14 May 2024
      14 Feb 2024 - View Report
5. Report on current central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
   23 Aug 2023 - View Report | Cover note
6. FR08/23 Margin dynamics in centrally cleared commodities markets in 2022, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
   24 May 2023 - View Report
7. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
   29 Nov 2022 - View Report | Related Public Reports (9)
   1. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
      22 Dec 2015 - View Report | View comments received
   2. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
      22 Dec 2015 - View Report | View comments received
   3. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
      29 Jun 2016 - View Report
   4. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
      16 Aug 2016 - View Report
   5. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
      03 May 2018 - View Report
   6. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
      18 Jun 2019 - View Report
   7. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
      06 May 2021 - View Report
   8. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
      21 Jul 2021 - View Report
   9. FR06/22 Operational resilience of trading venues and market intermediaries during the COVID-19 pandemic & lessons for future disruptions, Report of the Board of IOSCO
      11 Jul 2022 - View Report
8. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
   29 Sep 2022 - View Report | Related Public Reports (3)
   1. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
      Deadline for Comments Extended Until 26 January
      26 Oct 2021 - View Report | View comments received
   2. CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
      Comments on the report should be submitted by 16 April 2024
      16 Jan 2024 - View Report
   3. CR02/2024 Streamlining VM processes and IM responsiveness of margin models in noncentrally cleared markets, Report of the Basel Committee on Banking Supervision and the Board of IOSCO
      Submissions on the proposals should be submitted by 17 April 2024.
      17 Jan 2024 - View Report
9. Client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
   08 Sep 2022 - View Report | Related Public Reports (1)
   1. CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
      Deadline for Comments Extended Until 7 February
      29 Nov 2021 - View Report | View comments received
10. CR05/2022 A discussion paper on central counterparty practices to address non-default losses, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Comments on the report should be submitted by 4 October 2022
    04 Aug 2022 - View Report | Cover note | View comments received
11. Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
    13 Jul 2022 - View Report
12. Implementation monitoring of PFMI: Level 2 assessment report for Turkey, Committee on Payments and Market Infrastructures and the Board of IOSCO
    06 Jul 2022 - View Report
13. FR03/2022 Central Counterparty Financial Resources for Recovery and Resolution, Report of The Financial Stability Board, the Committee on Payments and Market Infrastructures and IOSCO
    10 Mar 2022 - View Report
14. CR06/2021 A discussion paper on client clearing: access and portability, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Deadline for Comments Extended Until 7 February
    29 Nov 2021 - View Report | View comments received
15. CR04/2021 Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
    Deadline for Comments Extended Until 26 January
    26 Oct 2021 - View Report | View comments received | Related Public Reports (1)
    1. Review of margining practices, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO
       29 Sep 2022 - View Report
16. CR03/2021 Application of the Principles for Financial Market Infrastructures to stablecoin arrangements, Committee on Payments and Market Infrastructures and the Board of IOSCO
    Deadline for Comments Extended Until 1 December
    06 Oct 2021 - View Report | View comments received
17. FR05/2021 Implementation monitoring of PFMI: Level 3 assessment of FMIs’ business continuity planning, Committee on Payments and Market Infrastructures and the Board of IOSCO
    21 Jul 2021 - View Report | Related Public Reports (9)
    1. High-level Principles for Business Continuity, Report of the Joint Forum (IOSCO, Basel Committee, IAIS)
       Aug 2006 - View Report
    2. FR31/2015 Mechanisms for Trading Venues to Effectively Manage Electronic Trading Risks and Plans for Business Continuity, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    3. FR32/2015 Market Intermediary Business Continuity and Recovery Planning, Report of the Board of IOSCO
       22 Dec 2015 - View Report | View comments received
    4. FR07/2016 Guidance on cyber resilience for financial market infrastructures, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Jun 2016 - View Report
    5. FR/2016 Implementation monitoring of PFMI: Level 3 assessment – Report on the financial risk management and recovery practices of 10 derivatives CCPs, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       16 Aug 2016 - View Report
    6. FR08/2018 Implementation monitoring of PFMI: follow-up Level 3 assessment of CCPs’ recovery planning, coverage of financial resources and liquidity stress testing, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       03 May 2018 - View Report
    7. FR09/2019 Cyber Task Force, Report of the Board of IOSCO
       18 Jun 2019 - View Report
    8. FR03/21 Thematic Review on Business Continuity Plans with respect to Trading Venues and Intermediaries, Report of the Board of IOSCO
       06 May 2021 - View Report
    9. FR14/22 Implementation monitoring of the PFMI: Level 3 assessment on Financial Market Infrastructures’ Cyber Resilience, Committee on Payments and Market Infrastructures and the Board of IOSCO
       29 Nov 2022 - View Report
18. FR10/2020 Implementation monitoring of PFMI: Level 2 assessment report for Brazil, Committee on Payments and Market Infrastructures and the Board of IOSCO
    03 Nov 2020 - View Report
19. Central counterparty default management auctions – Issues for consideration, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    24 Jun 2020 - View Report | Cover note | Related Public Reports (2)
    1. CR03/2019 A discussion paper on central counterparty default management auctions, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
       Comments on the report should be submitted by 9 August 2019
       05 Jun 2019 - View Report | Cover note | View comments received
    2. CPMI-IOSCO stocktake of industry progress on auctions, Committee on Payments and Market Infrastructures and the Board of IOSCO
       14 Feb 2023 - View Report
20. FR17/2019 Responsibility E: A compilation of authorities’ experience with cooperation, Report of the Committee on Payments and Market Infrastructures and the Board of IOSCO
    10 Dec 2019 - View Report